| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
|
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
First Watch Restaurant Group, Inc. [ FWRG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Date of Earliest Transaction
(Month/Day/Year) 11/13/2024 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 11/13/2024 | S(1) | 8,000,000(2) | D | $19.76(1) | 19,189,784(3) | I | See Notes(3)(4)(5) | ||
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
| Explanation of Responses: |
| 1. See Exhibit 99.1 for text of footnote (1). |
| 2. See Exhibit 99.1 for text of footnote (2). |
| 3. See Exhibit 99.1 for text of footnote (3). |
| 4. See Exhibit 99.1 for text of footnote (4). |
| 5. See Exhibit 99.1 for text of footnote (5). |
| Remarks: |
| Exhibit 99.1 (Footnotes to Form 4) and Exhibit 99.2 (Signatures and Joint Filer Information) are incorporated by reference. Form 3 of 3: This Form 4 is the second of three Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International, L.P. |
| ADVENT INTERNATIONAL, L.P., By: Advent International GP, LLC, General Partner, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Vice President, Finance | 11/15/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
Exhibit 99.1
Footnotes to Form 4
| (1) |
The shares of common stock were sold pursuant to a public offering of the common stock of the Issuer pursuant to the prospectus supplement dated November 12, 2024, to the registration statement on Form S-3 (File No. 333-268197).
|
| (2) |
Represents shares of common stock sold by the following entities: (i) 479,456 shares of common stock sold by Advent International GPE VIII Limited Partnership; (ii) 520,408 shares of common stock sold by Advent International GPE VIII-B-1
Limited Partnership; (iii) 388,024 shares of common stock sold by Advent International GPE VIII-B-2 Limited Partnership; (iv) 605,904 shares of common stock sold by Advent International GPE VIII-B-3 Limited Partnership; (v) 1,462,384 shares
of common stock sold by Advent International GPE VIII-B Limited Partnership; (vi) 238,856 shares of common stock sold by Advent International GPE VIII-C Limited Partnership; (vii) 204,280 shares of common stock sold by Advent International
GPE VIII-D Limited Partnership; (viii) 60,536 shares of common stock sold by Advent International GPE VIII-F Limited Partnership; (ix) 536,312 shares of common stock sold by Advent International GPE VIII-H Limited Partnership; (x) 498,704
shares of common stock sold by Advent International GPE VIII-I Limited Partnership; (xi) 490,080 shares of common stock sold by Advent International GPE VIII-J Limited Partnership (the funds set forth in the foregoing clauses (i)-(xi), the
“Advent VIII Luxembourg Funds”); (xii) 1,124,632 shares of common stock sold by Advent International GPE VIII-A Limited Partnership; (xiii) 227,496 shares of common stock sold by Advent International GPE VIII-E Limited Partnership; (xiv)
385,848 shares of common stock sold by Advent International GPE VIII-G Limited Partnership; (xv) 229,952 shares of common stock sold by Advent International GPE VIII-K Limited Partnership;(xvi) 208,984 shares of common stock sold by Advent
International GPE VIII-L Limited Partnership (the funds set forth in the foregoing clauses (xii)-(xvi), the “Advent VIII Cayman Funds”); (xvii) 17,696 shares of common stock sold by Advent Partners GPE VIII Limited Partnership; (xviii)
110,288 shares of common stock sold by Advent Partners GPE VIII Cayman Limited Partnership; (xix) 21,264 shares of common stock sold by Advent Partners GPE VIII-A Limited Partnership; (xx) 14,712 shares of common stock sold by Advent
Partners GPE VIII-A Cayman Limited Partnership; and (xxi) 174,184 shares of common stock sold by Advent Partners GPE VIII-B Cayman Limited Partnership (the funds set forth in the foregoing clauses (xvii)-(xxi), the “Advent VIII Partners
Funds” and together with the Advent VIII Luxembourg Funds and the Advent VIII Cayman Funds, the “Advent VIII Funds”).
|
| (3) |
Following the reported transactions, Advent International, L.P. (f/k/a Advent International Corporation, “Advent”) manages funds that collectively own 19,189,784 shares of common stock of the Issuer, which are represented as follows: (i)
1,150,082 shares of common stock held by Advent International GPE VIII Limited Partnership; (ii) 1,248,314 shares of common stock held by Advent International GPE VIII-B-1 Limited Partnership; (iii) 930,762 shares of common stock held by
Advent International GPE VIII-B-2 Limited Partnership (iv) 1,453,397 shares of common stock held by Advent International GPE VIII-B-3 Limited Partnership; (v) 3,507,851 shares of common stock held by Advent International GPE VIII-B Limited
Partnership; (vi) 572,950 shares of common stock held by Advent International GPE VIII-C Limited Partnership; (vii) 490,012 shares of common stock held by Advent International GPE VIII-D Limited Partnership; (viii) 145,209 shares of common
stock held by Advent International GPE VIII-F Limited Partnership; (ix) 1,286,463 shares of common stock held by Advent International GPE VIII-H Limited Partnership; (x) 1,196,254 shares of common stock held by Advent International GPE
VIII-I Limited Partnership; (xi) 1,175,567 shares of common stock held by Advent International GPE VIII-J Limited Partnership; (xii) 2,697,679 shares of common stock held by Advent International GPE VIII-A Limited Partnership; (xiii)
545,700 shares of common stock held by Advent International GPE VIII-E Limited Partnership; (xiv) 925,542 shares of common stock held by Advent International GPE VIII-G Limited Partnership; (xv) 551,590 shares of common stock held by Advent
International GPE VIII-K Limited Partnership; (xvi) 501,295 shares of common stock held by Advent International GPE VIII-L Limited Partnership; (xvii) 42,449 shares of common stock held by Advent Partners GPE VIII Limited Partnership;
(xviii) 264,550 shares of common stock held by Advent Partners GPE VIII Cayman Limited Partnership; (xix) 51,008 shares of common stock held by Advent Partners GPE VIII-A Limited Partnership; (xx)35,290 shares of common stock held by Advent
Partners GPE VIII-A Cayman Limited Partnership; and (xxi) 417,820 shares of common stock held by Advent Partners GPE VIII-B Cayman Limited Partnership.
|
| (4) |
GPE VIII GP S.a.r.l. is the general partner of the Advent VIII Luxembourg Funds. GPE VIII GP Limited Partnership is the general partner of the Advent VIII Cayman Funds. AP GPE VIII GP Limited Partnership is the general partner of the
Advent VIII Partners Funds. Advent International GPE VIII, LLC is the manager of GPE VIII GP S.a.r.l. and the general partner of each of GPE VIII GP Limited Partnership and AP GPE VIII GP Limited Partnership. Advent is the manager of Advent
International GPE VIII, LLC, and Advent International GP, LLC is the general partner of Advent, and may each be deemed to have voting and dispositive power over the shares held by the Advent VIII Funds.
|
| (5) |
Each Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an
admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose.
|
Exhibit 99.2
|
Name of Joint Filer:
|
|
Address of Joint Filer:
|
|
Relationship of Joint Filer to Issuer:
|
|
Issuer Name and Ticker or Trading Symbol:
|
|
Date of Earliest Transaction
|
|
Required to be Reported (Month/Day/Year):
|
|
Designated Filer:
|
|
Signature:
|
|
ADVENT INTERNATIONAL GPE VIII LIMITED PARTNERSHIP
|
|
By: GPE VIII GP S.a.r.l., its General Partner
|
|
By: Advent International GPE VIII, LLC, its Manager
|
|
By: Advent International, L.P., its Manager
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
Name: Neil Crawford
|
|
Title: Vice President, Finance
|
|
November 15, 2024
|
|
Date
|
|
Joint Filer Information
|
|
Advent International GPE VIII Limited Partnership c/o Advent International, L.P.
|
||
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
||
|
Boston, MA 02199-8069
|
||
|
10% Owner
|
||
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
||
|
November 13, 2024
|
||
|
Advent International, L.P.
|
||
|
|
/s/ Justin Nuccio
|
|
|
Justin Nuccio, Manager
|
||
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-B-1 Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-B-1 LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-B-2 Limited |
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-B-2 LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager | |
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-B-3 Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P. |
|
ADVENT INTERNATIONAL GPE VIII-B-3 LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager | |
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-B Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-B LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager | |
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-C Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ] |
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-C LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-D Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ] |
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-D LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-F Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ] |
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-F LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-H Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ] |
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-H LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-I Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ] |
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-I LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager
|
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-J Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
Prudential Tower, 800 Boylston Street, Suite 3300
Boston, MA 02199-8069
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ] |
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-J LIMITED PARTNERSHIP
|
||
|
By: GPE VIII GP S.a.r.l., its General Partner
|
||
|
By: Advent International GPE VIII, LLC, its Manager
|
/s/ Justin Nuccio
|
|
|
By: Advent International, L.P., its Manager
|
Justin Nuccio, Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
||
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
|
|
Address of Joint Filer:
|
|
|
Relationship of Joint Filer to Issuer:
|
|
|
Issuer Name and Ticker or Trading Symbol:
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
|
|
Designated Filer:
|
Signature:
|
GPE VIII GP S.Ä.R.L.
|
|
|
By: Advent International GPE VIII, LLC, its Manager
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
|
|
GPE VIII GP S.ar.l.
|
|
|
c/o Advent International, L.P.
|
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
10% Owner
|
|
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
|
November 13, 2024
|
|
|
Advent International, L.P.
|
|
/s/ Justin Nuccio
|
||
| Justin Nuccio, Manager | ||
Joint Filer Information
| Name of Joint Filer: | Advent International GPE VIII-A Limited |
| Address of Joint Filer: | Partnership c/o Advent International, L.P. |
|
|
Prudential Tower, 800 Boylston Street, Suite 3300 |
| Boston, MA 02199-8069 | |
| Relationship of Joint Filer to Issuer: | 10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-A LIMITED PARTNERSHIP
|
|
|
By: GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-E Limited |
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P. |
| Prudential Tower, 800 Boylston Street, Suite 3300 | |
| Boston, MA 02199-8069 | |
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
ADVENT INTERNATIONAL GPE VIII-E LIMITED PARTNERSHIP
|
|
|
By: GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-G Limited |
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P. |
| Prudential Tower, 800 Boylston Street, Suite 3300 | |
| Boston, MA 02199-8069 | |
|
Relationship of Joint Filer to Issuer:
|
10% Owner |
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ] |
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024 |
|
Designated Filer:
|
Advent International, L.P. |
Signature:
|
ADVENT INTERNATIONAL GPE VIII-G LIMITED PARTNERSHIP
|
|
|
By: GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-K Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
ADVENT INTERNATIONAL GPE VIII-K LIMITED PARTNERSHIP
|
|
|
By: GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent International GPE VIII-L Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
ADVENT INTERNATIONAL GPE VIII-L LIMITED PARTNERSHIP
|
|
|
By: GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
GPE VIII GP Limited Partnership c/o Advent |
|
Address of Joint Filer:
|
International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
GPE VIII GP LIMITED PARTNERSHIP
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent Partners GPE VIII Limited Partnership
|
|
Address of Joint Filer:
|
c/o Advent International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
ADVENT PARTNERS GPE VIII LIMITED PARTNERSHIP
|
|
|
By: AP GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent Partners GPE VIII Cayman Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
|
Signature:
|
|
|
ADVENT PARTNERS GPE VIII CAYMAN LIMITED PARTNERSHIP
|
|
|
By: AP GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent Partners GPE VIII-A Limited Partnership
|
|
Address of Joint Filer:
|
c/o Advent International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
ADVENT PARTNERS GPE VIII-A LIMITED PARTNERSHIP
|
|
| By: AP GPE VIII GP Limited Partnership, its General Partner | |
| By: Advent International GPE VIII, LLC, its General Partner | |
| By: Advent International, L.P., its Manager | |
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent Partners GPE VIII-A Cayman Limited
|
| Address of Joint Filer: | Partnership c/o Advent International, L.P. |
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
ADVENT PARTNERS GPE VIII-A CAYMAN LIMITED PARTNERSHIP
|
|
|
By: AP GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
Advent Partners GPE VIII-B Cayman Limited
|
|
Address of Joint Filer:
|
Partnership c/o Advent International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
ADVENT PARTNERS GPE VIII-B CAYMAN LIMITED PARTNERSHIP
|
|
|
By: AP GPE VIII GP Limited Partnership, its General Partner
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
AP GPE VIII GP Limited Partnership c/o Advent
|
|
Address of Joint Filer:
|
International, L.P.
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
Relationship of Joint Filer to Issuer:
|
10% Owner
|
|
Issuer Name and Ticker or Trading Symbol:
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
November 13, 2024
|
|
Designated Filer:
|
Advent International, L.P.
|
Signature:
|
AP GPE VIII GP LIMITED PARTNERSHIP
|
|
|
By: Advent International GPE VIII, LLC, its General Partner
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
|
November 15, 2024
|
|
|
Date
|
Joint Filer Information
|
Name of Joint Filer:
|
|
|
Address of Joint Filer:
|
|
|
Relationship of Joint Filer to Issuer:
|
|
|
Issuer Name and Ticker or Trading Symbol:
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
|
|
Designated Filer:
|
Signature:
|
ADVENT INTERNATIONAL GPE VIII, LLC
|
|
|
By: Advent International, L.P., its Manager
|
|
|
By: Advent International GP, LLC, its General Partner
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
November 15, 2024
|
|
|
Date
|
|
|
Advent International GPE VIII, LLC c/o Advent International, L.P.
|
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
10% Owner
|
|
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
|
November 13, 2024
|
|
|
Advent International, L.P
|
Joint Filer Information
|
Name of Joint Filer:
|
|
|
Address of Joint Filer:
|
|
|
Relationship of Joint Filer to Issuer:
|
|
|
Issuer Name and Ticker or Trading Symbol:
|
|
Date of Earliest Transaction
|
|
|
Required to be Reported (Month/Day/Year):
|
|
|
Designated Filer:
|
Signature:
|
ADVENT INTERNATIONAL GP, LLC
|
|
|
By: /s/ Neil Crawford
|
|
|
Name: Neil Crawford
|
|
|
Title: Vice President, Finance
|
|
November 15, 2024
|
|
|
Date
|
|
|
Advent International GP, LLC c/o Advent International, L.P.
|
|
|
Prudential Tower, 800 Boylston Street, Suite 3300
|
|
|
Boston, MA 02199-8069
|
|
|
10% Owner
|
|
|
First Watch Restaurant Group, Inc. [ FWRG ]
|
|
|
November 13, 2024
|
|
|
Advent International, L.P.
|